SEC Marketing Rule sponsored by Wealthtender SEC Marketing Rule sponsored by Wealthtender
SEC Marketing Rule sponsored by Wealthtender

▶️ SEC Marketing Rule Webinars

Watch recorded webinars featuring industry experts sharing their knowledge and insights to help registered investment advisers and industry stakeholders understand the SEC Marketing Rule and achieve regulatory compliance.

Revised SEC Marketing Rules for RIAs with Chris Stanley, Beach Street Legal

Q+A on the New Marketing Rule with Leila Shaver, My RIA Lawyer

SEC “De-Risk” Alert: A Compliance Officer’s Guide in Testimonial Marketing

Interpreting the New SEC Rules for Hypothetical Performance in Marketing Materials

Max Schatzow on The SEC’s New Rules for Advisor Marketing

The New Marketing Rule for Advisers: Investment Adviser Association